Registration of issue of shares, types of securities

A stock is a security. It secures the right of the owner to receive partial profit of a particular joint-stock company as dividends, allows you to participate in the management of the joint-stock company, apply for a part of the property upon liquidation of the organization.

During the creation of a joint stock company, shares are distributed between its founders (shareholders).

Registration of shares issue,
Registration of the issue of shares is carried out by the Federal Financial Markets Service. A joint-stock company should submit registration documents no later than thirty days from the date of registration of the joint-stock company.

Many people believe that registration of the issue of shares is not mandatory and this applies only to the company. But this is not so. According to the legislation, registration of securities (securities) is mandatory.

Legal entities and individuals have the legal right to issue. In this case, the registration of the issue of securities should be carried out .

A new issue of the Central Bank is being done to attract additional cash. Revenues are made on loan terms, while the issuer's authorized capital increases. The procedure is carried out according to the rules that are defined by the legislation of the Russian Federation. This action can occur with stocks.

Regardless of the form of the issue of shares (documentary and non-documentary), they are issuing securities and registration of the issue of securities is mandatory.

Stock Registration
The legislation obliges to register them with all types of joint-stock companies, regardless of the size of the authorized capital, the type of formation and the number of founders.

Registration of shares includes:

  • collection of documentation necessary for registration of shares issue;

  • submission and receipt of necessary documents to the ROFSF.

When registering, it is required to pay the state fee. This amount will depend on the method of placement of the Central Bank. The registration deadlines are from 45 days and above. It is worth noting that registration for an AO of any type will take much more time and the amount of costs will be much higher. In this case, the main difficulty is the separation of the entire authorized capital by the number of securities, each of which has its own value.

Registration of an issue of shares can be divided into several stages.

Registration of issue of securities
The first stage is the most important. It requires in-depth market research, determining the size of the new issue, and you should also choose a method for placing the Central Bank and print the forms themselves.

At the second stage, the Central Bank itself transfers to the holder from the issuer. This will be the deployment process, which has several ways:

1. When placed in a certain circle of buyers (which is determined in advance), the sale occurs without a contract of sale. The distribution of shares may occur during the establishment of a joint-stock company or among existing shareholders (bonus issue).

2. When announcing a public subscription to securities (closed and open forms are possible).

3. The conversion process. In it, one type of securities is subject to exchange for another; conditions are agreed upon in advance.

Placement can occur in all three ways. Registration of the issue of shares is mandatory.

Securities are issued registered and bearer, in documentary and non-documentary form. Their placement with holders for the first time forms the primary securities market. The following sales form the secondary securities market.

Source: https://habr.com/ru/post/F22542/


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